Purpose

The purpose of this document is to define the conversion approach to create Securities Account (object 1185) in S/4 HANA.

Securities Account is a master data in Treasury and Risk Management module of S4HANA, that serves as a central place to log all details of securities held by an entity. This master data facilitates the recording and management of buying, selling, and other events related to securities. In S4HANA, the transaction code to create a Security Account is TRS_SEC_ACC

The document details out the field list, extraction criteria, scoping, mapping, transformation logic, generation of the pre-load file and loading of the same with respect to the object 1185- Securities Account, to be used in treasury module of S4HANA.

Key tables and fields: 

There are two tables involved in S4HANA with respect to the maintenance of Securities Account.

These tables are TWD01 (Treasury: Securities Account Master Data) and TRST_SECACC_BANK (Payment Details for Securities Account).  The payment details for the securities transaction are firstly checked in Securities account. If the same is not available, it is sourced from Business Partner master data.

Table TWD01 stores master data related to securities accounts, which are essential for managing financial instruments like bonds, stocks, and other securities. The key fields of this table are:

• BUKRS - Company Code - The company code is an organizational unit within financial accounting. This field along with Security Account (RLDEPO) acts as primary key for link with table for Payment Details (Table: TRST_SECACC_BANK)
• RLDEPO -Securities Account - Securities account identifier. An ID to be entered as per agreed design i.e. external number at the time of creating a Security Account. This field is also referenced along with BUKRS (Company Codes) in the table TRST_SECACC_BANK
  
• XLDEPO - Securities Account ID - Is the field to store the description of the Security Account
• SECACC_TYPE - Securities Acct Type - Each securities account type relates to a securities account category such as
  • Asset Securities Account,
  • Issuance Securities Account
  • Lending Securities Account
• RDPBANK - Depository Bank - The business partner with depository bank role with which a Security account is to be created.
• VERKONTO - Clearing Account - Account number of the cash clearing account for the depository bank. It also represents the securities account number for US securities accounts. It is free text field
• RDEPOTNR - Sec.acct number - This represents the number of the securities account at the depository bank. It is a free text field.
• EXT_SEC_ACC_NO - External Securities Account ID - The external securities account ID describes the number under which the securities account is managed by the depository bank. It also serves as the identifier for the securities account in case of external securities account statement load. It is a free text field.
• RPORTB- Portfolio - portfolio is an organizational element to group together various treasury transactions for reporting purposes.
• RGSBER-Business Area - It is an organisational unit used for internal reporting within a company code

Table TRST_SECACC_BANK stores payment details for securities accounts, which are used in managing financial instruments like stocks and bonds. It links to the TWD01 and gets updated while creating a Security Account. Its key fields are:

• BUKRS - Company Code - The company code is an organizational unit within financial accounting. This field along with Security Account (RLDEPO) acts as primary key for links back to table TWD01
• RLDEPO -Securities Account - Securities account identifier. An ID to be entered as per agreed design i.e. external number at the time of creating a Security Account. This field along with Company code (BUKRS) acts as primary key for links back to table TWD01
• CURRENCY - Payment Currency - Specifies the currency in which payments are made or received. 
• VALID_FROM - Payment Details Effective From - Indicates the start date from which the payment details are valid.
• DIS_FLOWTYPE - Update Type - Defines the update type for payment flows, used to categorise the Cash Flows.
• HOUSEBANK - House Bank - House bank of the company code 
• ACCOUNT - House Bank Account ID - The Account ID of the House bank which is to be used for the Security Account
• RPZAHL - Payer/Payee - Represents the payer/payee involved in the transaction.  Incoming and outgoing payments are settled using this business partner.
• RPBANK - Partner Bank - This field helps to identify the bank details of the Business partner
• SZART - Payment Transactions - This check box identifies if the payment posting happens via customer or vendor subledger
• ZLSCH - Payment Method - The payment method determines how payments are to be made, e.g. by check, bank transfer or bill of exchange.
• SPAYRQ - Payment request - This indicator is used to determine whether a payment request is to be created or not. If the indicator is not flagged, then no payment request is generated.

• ZWELS - Payment Methods - This field is only applicable to determine the payment method if the same is not identified in the Payer/Payee item details

The treasury function in legacy is carried out in the Quantum system and therefore for the conversion of this object i.e. Security Accounts, the data/details need to be sourced from Quantum and transformed as applicable for S4HANA in Syniti and load using a custom program as the LTMC for this object is not available in the Data Migration Cockpit.

Conversion Scope

The scope of this document covers the approach for converting active Treasury - Securities Account from Legacy Source Systems (Quantum) into S/4HANA following the Master Data Design Standard - DD-FUN-050 Master Data Standard_1185 - Securities Account

The relevancy criteria is not applicable for this object as the relevant data will be provided by business in a DCT (Data Collection Template)

Additional Information

Multi-language Requirement

Not applicable

Document Management

Not applicable

Legal Requirement

Not applicable

Special Requirements

As the conversion involves a source system which is non-SAP, the below area needs special handling:

1. Extraction of Securities Accounts from source system i.e. Quantum is to be done manually.
2. Cleansing by business team to mark the Securities Accounts in the source system to ensure that only active records are provided in DCT.
3. The extracted records to be converted into a DCT and stored in the Syniti for Transformation
4. Below Value mapping tables to be created in Syniti:
1. Counterparty to Business Partner 
2. Source and target company code
5. Amount and date format from source system to align with S4HANA 
6. As the target structure in S4HANA involves two tables-(TWD01 and TRST_SECACC_BANK), the load file needs to have the linkage at the Company Code and Security Account number.

 Target Design

The Target design of the object 1185 - Securities Account Master Data based on the MDS - DD-FUN-050 Master Data Standard_1185 - Securities Account is as below

<Note: The target design can change subject to business confirmation after 

The technical design of the target for this conversion approach. 

Table TWD01 -Treasury: Securities Account Master Data

Table - TRST_SECACC_BANK - Payment Details for Securities Account

Note: 

• The fields BUKRS and RLDEPO are the common fields linking the tables TWD01 and TRST_SECACC_BANK

Data - Pre Load Validation Report

 For the purpose of the Object 1185- Securities Accounts Master Data, the below preload validation reports will be used in Synitii based on the DCT provided by the business.  

1. The Depository Banks ID mentioned against the Security Accounts in DCT: Check that a Business Partner with Depository Bank role exists in S4HANA
2. The House Banks and Bank IDs assigned to the Security Accounts in the DCT are available in S4HANA

Conversion Process

The generic high-level process steps for the conversion are as below:

1. Extraction:
1. Extract from the source systems: Apply the selection parameters and data relevancy as mentioned in this specification, from the relevant tables
2. DCT: The DCT to be prepared if the data to be transformed and is part of the load file is not available in the Source system
2. Transform 
1. Transform fields by applying the fields and value mapping in the Syniti 
2. Generate and validate Pre-load files
3. Load
1. Load the validated Pre-load file using SAP's LTMC or the custom upload program as applicable. 

However, with respect to object 1185- Securities Accounts Master Data - the conversion process will depend upon the DCT (Data Collection Template) which will be provided by the business based on the source data from Quantum system. This DCT will be used for transformation and generation of the pre-load file. 

The load will be done via a custom program <to be confirmed>, as LTMC for this object is not available as of now.

As there are two tables involved, the custom program should be able to link the information via the common fields i.e. BUKRS (Company Codes) and RLDEPO (Securities Account). 

Data Privacy and Sensitivity

None

Extraction

Extract data from a source into Syniti. There are 2 possibilities:

1. The data exists. Syniti connects to the source and loads the data into Syniti. There are 3 methods:
1. Perform full data extraction from relevant tables in the source system(s).
2. Perform extraction through the application layer.
3. Only if Syniti; cannot connect to the source, data is loaded to the repository from the provided source system extract/report.
2. The data does not exist (or cannot be converted from its current state).  The data is manually collected by the business directly in Syniti. This is to be conducted using DCT (Data Collection Template) in Syniti.

The agreed Relevancy criteria is applied to the extracted records to identify the records that are applicable for the Target loads

In case of the object 1185-Securities Account, the data is to be provided in a DCT by the business, therefore extraction related activity is outside Syniti. 

Extraction Run Sheet

Selection Screen

Not applicable

Data Collection Template (DCT)
Target Ready Data Collection Template will be created for Object 1185- Securities Account Master data with exception of some fields which require transformation as mentioned in the transformation rule.

1185- Securities Account DCT Rules

Note:

• Only the fields which are marked as Required or Conditional in the MDS for this object have been considered below
• Business Users to provide the values in the DCT.
• DCT checks only the field length and field behaviour (mandatory/optional etc.) checks, therefore Users must provide valid Configuration values where applicable 

Extraction Dependencies

For object 1185- Securities Accounts no extraction dependencies is applicable as this is DCT and a Master Data by nature.

Transformation

The Target fields are mapped to the applicable Legacy field that will be its source, this is a 3-way activity involving the Business, Functional team and Data team. This identifies the transformation activity required to allow Syniti to make the data Target ready:

1. Perform value mapping and data transformation rules.
1. Legacy values are mapped to the to-be values (this could include a default value)
2. Values are transformed according to the rules defined in Syniti
2. Prepare target-ready data in the structure and format that is required for loading via prescribed Load Tool. This step also produces the load data ready for business to perform Pre-load Data Validation

Transformation Run Sheet

Transformation Rules

Transformation Mapping

Transformation Dependencies

Pre-Load Validation

Project Team

Completeness

Accuracy

Business

Completeness

Accuracy

Load

The load process includes:

1. Execute the automated data load into target system using load tool or produce the load file if the loading of records to be done via a custom program <TBC>, as LTMC for this object is not available as of now. 
2. Once the data is loaded to the target system, it will be extracted and prepared for Post Load Data Validation with side by side check of each fields in scope of the objects with fields to be displayed as XXXX_ECC, XXXX_S4HANA, XXXX_MATCH ( As TRUE or FALSE) with an additional column denoting fields not matching and status of loading in S/4HANA as LOADED_IN_S4HANA ( As TRUE or FALSE) 

Load Run Sheet

Load Phase and Dependencies

The load phase for the object 1185-Securities Account is Pre-Cutover Phase 5

Configuration

Below configurations should exist 

Conversion Objects

Error Handling

The table below depicts some possible system errors for this data object during data load.  All data load error is to be logged as defect and managed within the Defect Management

Post-Load Validation

Project Team

Completeness

Accuracy

Business

Completeness

Accuracy

Key Assumptions

• Master Data Standard is up to date as on the date of documenting this conversion approach and data load.
• Object 1185 is in scope based on data design and any exception requested by business.
• Only the relevant records for Security Accounts will be provided by business (sourced from Quantum) in the DCT 
• The load will be done via a custom program <TBC> for this object is not available as of now. 

See also

Change log